Unsure what to do? Get In Shape with our webinars

The last live webinar of the Get In Shape series, designed to help professional financial advisers work through the new regulatory requirements, was on 10 December 2021.

The full series is available here for you to view.

• Introduction
  
• 1: Licensing and Business Structures (view slides)
  
• 2: Adviser and FAP Obligations on Day 1 of the new regime
  
• 3: Preparing contracts: FAPs, suppliers and clients (view slides)
  
• 4: Compliance with FAA between now and March 15 2021  (view slides)
  
• 5: Hear directly from the FMA, MBIE and Code Working Group
  
• 6: An opportunity to redesign your advice process (view slides)
  
• 7: Using technology to make your processes more effective (view slides)
  
• 8: Governance & director's duties in small advice businesses (view slides)
  
• 9: FAP Risk Management (view slides)
  
• 10: Privacy - Reviewing your obligations under the Privacy Act (view slides)
  
• 11: New disclosure regulations: practical implementation (view slides and Disclosure Guide)
  
• 12: Understanding conflicts of interest and managing gifts and incentives (view slides)
  
• 13: A 2020 Session Wrap & Look ahead to 2021 (view slides)
  
• 14:  A look at the issues and challenges that FAP's now face (view slides)
  
• 15: Implementing the new regime and documenting your business policies (view slides)
  
• 16: Advice process, documents and compliance (view slides)
  
• 17: Navigating the education obligations (view slides)
  
• 18: Code of Conduct, the Customer Experience and Customer Demography (view slides)
  
• 19: Business Continuity Plans and Cyber Security (view slides)
  
• 20: Commercial Considerations and Financial Management (view slides)
  
• 21: Compliance framework and compliance assurance programme (view slides)