Financial Advice Provider monitoring insights

The Financial Markets Authority (FMA) are preparing a report of their insights from their monitoring of Class 1 and 2 Financial Advice Providers (FAPs), which is due to be published by the end of June.

Following the release of the report, the FMA will have a series of in person and online forums to discuss the report and answer any questions.

Those involved in the provision of financial advice are encouraged review the report attend one of the FMA's forums, which will take place both in-person and online..

Invitations to register for in-person sessions will be sent to the relevant FAPs in May. Dates and times for the online sessions will also be published in the coming months.

Please contact the FMA directly with any questions.

Join the FSC professional advice community

To get involved in the professional advice community, those in FSC member organisations are able to join our FSC Professional Advice Committee.

Please contact us to learn more.